Progress Report – Late March 2026

This month has seen a whirlwind of change. From setting up ReguLore to the introduction of two key modules – Rule Mapping and Breach Management. The most recent update brings with the Breach Management module, which includes a breach Log and individual breach records to track and manage the breaches raised across CASS.

For each breach, you can assign the failed control which then directly links to your Rule Map. So you are able to see in real time the controls which cause the most breaches and where more attention is needed.

V0.3 also brings the introduction of pre-populated Rule Groups. As you go through applicability, the rule groups for those rules are generated. These have been created by myself but to enable flexibility, the rule groups can be amended, removed and changed to meet individual firms requirements.

Finnally, a second new module has been created – Metrics. This is to enable firms to set their risk tolerances (e.g. breach SLAs or thresholds) which then regflect in the breach management module.

Looking forward, the next few key features include the ability to upload documents, export information into excel and an audit log for changes.

These key improvements are providing ReguLore a firm base to start a fully compliant CASS management software. As always, please have a go and leave any feedback.

Thanks

Andy