CASS from Start to Finish
Applicability, mapping, controls, risks and evidence.
All in one place.
✴
Reduce ambiguity
CASS rules are broken into clear, structured components so the obligations are easier to understand and apply consistently.
✴
Connect the whole process
Rules link naturally to controls, evidence, risks, and breaches — creating a coherent end-to-end view of how obligations translate into real operational activity.
✴
Strengthen oversight
Responsibilities, monitoring expectations, and assurance needs are aligned in a way that supports the kind of thinking a CF holder actually needs to evidence.
What I am building
A personal project exploring what a purpose-built CASS compliance tool could look like — starting with rule mapping and building outward from there.
Most firms manage CASS in spreadsheets. I wanted to see if there was a better way. This is what I’ve built so far.
640
Rules Mapped
The full CASS sourcebook structured into clear, consistent components.
Unlimited
Number of Controls
No fixed limit on how many controls, owners, or evidence items can be mapped
4
Core Compliance Layers
A four layer protection approach. Using Rules, Rule Groups, Controls, Evidence.