CASS from Start to Finish
Applicability, mapping, controls, risks and evidence.
All in one place.
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Reduce ambiguity
CASS rules are broken into clear, structured components so firms can understand obligations without interpretation drift or internal inconsistency.
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Connect the whole process
Rules link naturally to controls, evidence, risks, and (later) breaches, creating a coherent end‑to‑end view of how obligations translate into real operational activity.
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Strengthen oversight
Responsibilities, monitoring expectations, and assurance needs are aligned in a way that supports certified‑person thinking and enables meaningful challenge
The Long-Term Goal
To be the definitive software solution for CASS professionals.
By starting out with rules and being able to demonstrate how they flow through to your controls, evidence and operations, ReguLore will become your one-stop shop for your CASS Oversight and more.
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Rules Mapped
The full CASS sourcebook structured into clear, consistent components.
Unlimited
Number of Controls
No fixed limit on how many controls, owners, or evidence items can be mapped
4
Core Compliance Layers
A four layer protection approach. Using Rules, Rule Groups, Controls, Evidence.
Built for the person who owns CASS compliance.
You’re personally accountable for your firm’s CASS arrangements — to the FCA, to your board, and to your clients. ReguLore gives you a single, structured record of what applies to your firm, how you’re meeting it, and where the gaps are.
No spreadsheets. No piecing it together at audit time. Just a clear, current picture of your CASS framework.
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