Where CASS Oversight Comes Together
Build your CASS compliance on a platform with the FCA Handbook at its core.
CASS Compliance driven by simplicity
Compliance with the CASS FCA Regulations is critical for any firm wanting to or holding Client Money. WIth the expansion of regulations (CASS 15) and the development of Crypto-currency and AI, the sector is moving at a rate of knots.
Yet, management of CASS Regulations have stayed the same. With the systems in place relying heavily on excel and file management. ReguLore is aiming to solve this issue, instead pulling together CASS regulations and obligations under one roof.
Developing over time with the aim of bringing the Certified Function and SMF a holistic view of the CASS risk and their sign off.
1
A direct link to the FCA Handbook
Everything starts with the CASS Handbook. Rules which apply to your firm can then be directly linked to controls, breaches, monitoring and even change projects.
2
Assess CASS Risk
Covering the key aspects of CASS Oversight, you can quickly assess gaps in your systems and processes.
3
Set your tolerance
You have the ability to set your own metrics, to keep in line with your own firms SLA and risk appetite.
One Platform, Many Firms.
All firm types can use ReguLore to complete their CASS Oversight
1,117
Rules and Guidance Mapped
The full CASS handbook used as the base for the whole platform.
Unlimited
Number of Controls
No fixed limit on how many controls, owners, or evidence items can be mapped
5
Key Oversight Areas
Currently covering five areas; Rule Mapping, Breach management, Change Management and Monitoring. All interlinked.